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Video modules

Session 2 (PB Recording): OFA, FASEA Code of Ethics, Ethical Decision-making & Behavioural Finance 151021

Key Documents SLIDES – FASEA Exam Webinar Session 2 Ongoing Fee Arrangements (OFA) – ASIC Info Sheet 256 (1st July 2021) Ongoing Fee Arrangements (OFA) – ASIC Legislative Instrument – Ongoing Fee Consent_07-2021 SAMPLE “Client Written Consent for Ongoing Fees” Form Ongoing Fee Arrangements (OFA) – ASIC Legislative Instrument – Non Ongoing Fee Consent_07-2021 Ongoing

Session 2 (PB Recording): OFA, FASEA Code of Ethics, Ethical Decision-making & Behavioural Finance 151021 Read More »

Session 1 (PB Recording): Exam Tips, Corporations Act, & Financial Advice Construction 151021

Key Documents Study Guide (October 2021) SLIDES – FASEA Exam Webinar Session 1 ASIC Legislative Instrument – Lack of Independence_07-2021 SAMPLE – Lack of Independence Disclosure Statement RG175 (Updated 15th June 2021) RG244 – General Advice & Personal Advice (Case Study Examples)

Session 1 (PB Recording): Exam Tips, Corporations Act, & Financial Advice Construction 151021 Read More »

Session 2 (PB Recording): OFA, FASEA Code of Ethics, Ethical Decision-making & Behavioural Finance 210821

Key Documents SLIDES – FASEA Exam Webinar Session 2 (21st August 2021) Ongoing Fee Arrangements (OFA) – ASIC Info Sheet 256 (1st July 2021) Ongoing Fee Arrangements (OFA) – ASIC Legislative Instrument – Ongoing Fee Consent_07-2021 SAMPLE “Client Written Consent for Ongoing Fees” Form Ongoing Fee Arrangements (OFA) – ASIC Legislative Instrument – Non Ongoing

Session 2 (PB Recording): OFA, FASEA Code of Ethics, Ethical Decision-making & Behavioural Finance 210821 Read More »

Session 1 (PB Recording): Exam Tips, Corporations Act, & Financial Advice Construction 200821

Key Documents Study Guide (August 2021) SLIDES – FASEA Exam Webinar Session 1 (20th August 2021) ASIC Legislative Instrument – Lack of Independence_07-2021 SAMPLE – Lack of Independence Disclosure Statement RG175 (Updated 15th June 2021) RG244 – General Advice & Personal Advice (Case Study Examples)

Session 1 (PB Recording): Exam Tips, Corporations Act, & Financial Advice Construction 200821 Read More »

Webinar Recording: Exam Tips, AML, TASA, Privacy, Corporations Act, FASEA Code of Ethics, Ethical Decision-making & Behavioural Finance

Bell Potter Exam Prep Study Guide (July 2021) Webinar Notes: Corps Act, AML.CT, TASA, Privacy & Exam Prep (Start of Webinar) Session 1 SLIDES – FASEA Exam Webinar (30th June 2021) – DOWNLOAD (59min 13sec mark) Retail Client, Financial Product Advice, Personal Advice & General Advice (59min 13sec mark) TASA (Tax Financial Adviser) (1hr 25min

Webinar Recording: Exam Tips, AML, TASA, Privacy, Corporations Act, FASEA Code of Ethics, Ethical Decision-making & Behavioural Finance Read More »

Session 2 (PB Recording): FASEA Code of Ethics, Ethical Decision-making & Behavioural Finance

AUDIO FILE – FASEA Exam Prep Webinar (Session 2) 26th June 2021 Session 2 SLIDES – FASEA Exam Webinar Session 2 (26th June 2021) Chat record from Webinar ASIC Info Sheet 256 – Ongoing Fee Arrangments (OFA) from 1st July 2021 onwards Ongoing Fee Arrangements (OFA) – Record Keeping Obligations (Explanatory Statement) SAMPLE “Client Written

Session 2 (PB Recording): FASEA Code of Ethics, Ethical Decision-making & Behavioural Finance Read More »

Session 1 (PB Recording): Exam Tips, Corporations Act, & Financial Advice Construction

AUDIO FILE – FASEA Exam Prep Webinar (Session 1) 25th June 2021 Study Guide (June 2021) Session 1 SLIDES – FASEA Exam Webinar Session 1 (25th June 2021) RG175 (Updated 15th June 2021) RG175 (June 2021) – SAMPLE Independence Disclosure Statement RG244 – General Advice & Personal Advice (Case Study Examples)

Session 1 (PB Recording): Exam Tips, Corporations Act, & Financial Advice Construction Read More »