Newsletter

FASEA Standards Newsletter (FEBRUARY 2021 Edition)

In the FEBRUARY 2021 Edition of our FASEA Standards Newsletter, we discuss: ASIC Wins:  Westpac loses “personal advice” case in High Court When a marketing campaign becomes adviceWestpac claimed the conversations between its personnel and the superannuation fund members fell within the framework of general advice. The High Court disagreed. New Entrants / Advisers:  Career Pathways – …

FASEA Standards Newsletter (FEBRUARY 2021 Edition) Read More »

FASEA Standards Newsletter (JANUARY 2021 Edition)

In the JANUARY 2021 Edition of our FASEA Standards Newsletter, we discuss: FASEA Exam:  NOVEMBER 2020 Exam Results & Analysis 89.5% of Financial Advisers have PASSED Exam Over 12,573 advisers have sat the exam with almost 90% demonstrating the knowledge of advice construction, ethics & legal requirements examined. Regulations:  FASEA to be ‘disbanded’ Regulatory Framework to be …

FASEA Standards Newsletter (JANUARY 2021 Edition) Read More »

FASEA Standards Newsletter (NOVEMBER Edition)

In the NOVEMBER Edition of our FASEA Standards Newsletter, we discuss: FASEA Exam:  August Results & Analysis Over 50% of Advisers have sat the ExamOver 11,180 advisers have sat the exam with 9 in 10 demonstrating they have the skills to apply their knowledge … to the practical scenarios tested in the exam? Regulations:  FASEA Code …

FASEA Standards Newsletter (NOVEMBER Edition) Read More »

FASEA Standards Newsletter (SEPTEMBER Edition)

In the SEPTEMBER Edition of our FASEA Standards Newsletter, we discuss: Legal Issues:  ASIC takes on well-known Boutique Advisory ASIC enforces its “why not litigate” mantra Do you want to see what it looks like when ASIC goes after a LICENSEE and its FINANCIAL ADVISERS who alledgedly breached Section 961 of the Corps Act? Regulations:  Single Disciplinary …

FASEA Standards Newsletter (SEPTEMBER Edition) Read More »

FASEA Standards Newsletter (AUGUST Edition)

In the AUGUST Edition of our FASEA Standards Newsletter, we discuss: Practice Insights: Pathways to a Career in Financial Advice? Education Pathways for New Financial AdvisersAre you looking to grow your practice now or in the future? Where will the next generation of Financial Advisers come from? Regulations: Self-Registration of Financial Advisers How will Financial …

FASEA Standards Newsletter (AUGUST Edition) Read More »

FASEA Standards Newsletter (JULY Edition)

In JULY’s Edition of our FASEA Standards Newsletter, we discuss: should MORTGAGE BROKERS have to adhere to a Professional CODE OF ETHICS too? the Financial Adviser EXODUS – many in the industry are trying to decide “Should I stay or should I go?” the FASEA Exam & connectivity issues (Proctor U system). FASEA Standards Newsletter …

FASEA Standards Newsletter (JULY Edition) Read More »

FASEA Standards Newsletter (JUNE Edition)

myIntegrity helps Financial Advisers and Licensees cut through the noise, confusion and uncertainty about the FASEA Standards so they can focus on the important aspects. In this Edition, learn more about: the FASEA Code of Ethics – what’s the Story with Standard 3? the FASEA Exam Prep Masterclass – SNEAK PEEK of Webinar series, & read the IFA Article in which Joel Ronchi shares his insights about …

FASEA Standards Newsletter (JUNE Edition) Read More »

FASEA Standards Newsletter (MAY Edition)

myIntegrity helps Financial Advisers and Licensees cut through the noise, confusion and uncertainty about the FASEA Standards so they can focus on the important aspects. In this Edition, learn more about: the FASEA Exam, the online Remote Proctoring, and listen to the episode of “The IFA Podcast Show” in which Joel Ronchi shares some insights & concerns from Advisers about sitting the FASEA …

FASEA Standards Newsletter (MAY Edition) Read More »

FASEA Standards Newsletter (APRIL Edition)

myIntegrity helps Financial Advisers and Licensees cut through the noise, confusion and uncertainty about the FASEA Standards so they can focus on the important aspects. Learn more about… FASEA Exam – what’s the latest news? Professional Year (PY) – how does it work? Adviser CPD Obligations under COVID-19 ASIC Insights My client requires “urgent advice” – what do I do?  How can I …

FASEA Standards Newsletter (APRIL Edition) Read More »