FASEA Exam Prep

Government announces ‘limited’ FASEA exam changes

Speaking to ifa, Joel Ronchi said: “There a lot of Advisers, some of whom have failed multiple times, concerned about not being up to speed with the new requirements, especially given the relatively late release of clarifying information from ASIC. Advisers who have previously failed the FASEA exam twice are being offered a “one-time, limited extension …

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FASEA Standards Newsletter (APRIL 2021 Edition)

In the APRIL 2021 Edition of our FASEA Standards Newsletter, we discuss: ASIC Updates:  More RoAs, less ‘turgid’ guides ASIC’s “Affordable Advice” ConsultationOf the 469 submissions to ASIC, the large adviser cohort made a combined plea for the regulator to “talk directly to advisers, not just licensees, professional associations and lobbyists”.      FASEA Standards:  FASEA Exam …

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Minister defends controversial ethics test for stockbrokers (artcile in TheAge)

Financial Plannig industry consultant Joel Ronchi has been running training programs for stockbrokers over the past few months after hearing that fail rates of between 50 and 60 per cent were commonplace among top firms. “The exam is very broad where brokers’ focus is very narrow traditionally. They’re being asked to consider a whole range …

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Advice documentation a major exam problem area

Knowledge on advice documentation has been the biggest recurring problem area with the Financial Adviser Standards and Ethics Authority (FASEA) exam.  In the last four exams, advisers had difficulties demonstrating knowledge of the components of key advice documentation that was provided to the client. Joel Ronchi, myIntegrity in Practice principal consultant, said advisers might not …

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FASEA Exam Masterclass – FASEA CODE of ETHICS Overview

SNEAK PEEK VIDEO… Here’s some feedback from Advisers who attended our recent Masterclass held on 5th & 6th March…. * “Thank you Joel – very helpful. Without this guide, navigating the course curriculum would have been a nightmare.” * “Thanks for today Joel. Great course and solid content. Fingers crossed and head down now!!!” ** …

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FASEA Exam Masterclass – CORPORATIONS ACT explained

https://vimeo.com/521546552 SNEAK PEEK VIDEO… Here’s some feedback from Advisers who attended our recent Masterclass held on 5th & 6th March…. “Hi Joel – Just to say thank to you… The last two days have been so useful, very pleased I enrolled.” “Thanks for everything thus far, have got a lot out of the course.” ** …

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